Forms Downloads

Account Opening Documents
Declaration, Terms and Conditions	Terms of Business
	Risk Disclosure Statement
	Privacy Policy Statement
	Personal Information Collection Statement
	Terms and Conditions of IPO Shares Subscription
Account Opening for Individual	Application Form (Individual)
Account Opening for Individual	Assessment Form for Individual Professional Investor (“IPI”)
Account Opening for Corporate	Application Form (Corporate)
	Assessment Form for Corporate Professional Investor (“CPI”)
	Guarantee and Indemnity (For Margin Account)

Additional Documents
FATCA - Non FFI declaration
FATCA - FFI declaration
CRS - Individual Self Certification Form
CRS - Entity Self Certification Form
CRS - Controlling Person Self Certification Form
Client Consent on Northbound China Stock Connect Orders (Investor Identification Model) and the Personal Information Collection Statement
W-8BEN Form
W-8BEN-E Form
W-9 Form
Risk Profiling Questionnaire (Individual or Joint Account)
Risk Profiling Questionnaire (Corporate)
Risk Disclosure Statement (Supplemental Version)
Certified Board Resolutions

Stock Withdrawal / Transfer Form
Securities Settlement Instruction (SI) / Investor Settlement Instruction (ISI) Form
Physical Scrip Withdrawal Form
Physical Scrip Deposit Form

Other Services Form
Change of Account Particulars
Online & Mobile Securities Trading Services Application Form
Notification for SMS Instant Order Confirmation Service
Real Time Online Quotation Services Application Form
Online Trading Password Reissuance Request Form
Change / Termination of Web Trading & Additional Services Instruction
Closure of Securities Account
Third Party Trading Authorization Letter
Request of Account Statement Duplicate / Certification Form
Attend General Meeting Form