| Items |
Rate |
Minimum Charges |
| Hong Kong Stock Market |
Commission:
- Non-internet Trading
- Internet Trading
|
0.25%
0.15%
|
$100
$80
|
| Stamp Duty |
0.1% of turnover (rounded up to the nearest dollar)
|
$1 |
| Transaction Levy (SFC) |
0.0027% |
N/A |
| Trading Fee (SEHK) |
0.005% |
N/A |
| CCASS Stock Settlement Fee |
0.002% |
$2 |
|
China A-share
(SHANGHAI and SHENZHEN Connect )
|
Commission:
- Non-internet Trading
- Internet Trading
|
0.25%
0.15%
|
RMB￥100
RMB￥80
|
| Handling Fee |
0.00487% |
RMB¥0.01 |
| Securities Management Fee |
0.002% |
RMB¥0.01 |
| Transfer Fee |
0.004% |
RMB¥0.01 |
|
Stamp Duty
|
0.10%(seller only) |
N/A |
|
Portfolio Fee
|
0.008%, (the value of shares held x0.008% / 365 days) monthly charge |
RMB¥0.01 |
|
Information Services
|
Internet Trading Account with Real-time quotes services (optional)
|
| For HK Client |
|
|
| Provider |
Full Version
(Monthly charges) |
Junior Version
(Monthly charges) |
| QPI |
HK$360 |
HK$300 |
| Megahub |
HK$360 |
HK$300 |
| Etnet* |
HK$360 |
|
| AA stock* |
HK$360 |
|
| Tele-Trend Konson |
HK$360 |
|
| For PRC Client |
|
|
| Provider |
Full Version
(Monthly charges) |
Junior Version
(Monthly charges) |
| QPI |
HK$215 |
HK$170 |
| Megahub |
HK$215 |
HK$170 |
| Etnet* |
HK$215 |
|
| AA stock* |
HK$215 |
|
| Tele-Trend Konson |
HK$190 |
|
*No Mobile App
(Brokerage over HK$ 1200 each month, no monthly fee incurred) |
|
N/A |
| Scrip Handling & Settlement - related |
Physical Withdrawal Charge |
HK$6 |
$30 |
| Transfer Deed |
HK$5 / deed |
$5 |
| Account Maintenance |
Stock Transfer Instruction |
Receive Securities : FREE |
|
|
Deliver HK Stock : 0.002% of gross trade value (collected by CCASS, min. HK$2,max. HK$100)
Handling Charges:HK$30/per stock, Max $300
Deliver A-Share：0.002% of gross trade value (min. RMB¥2, RMB¥$100)
Handling Charges: RMB¥30/per stock
|
N/A |
| Dividend / Bond Interest Collection Charge |
HK Stock: 0.5% of dividend amount |
$10 |
| A-Share: 0.5% of dividend amount |
RMB¥20 |
| Dividend Tax |
The net dividend of 10%, deducted when the State Administration of Taxation dividend |
N/A |
| Dividend Claim |
HK$500 (HK$200 is collected by CCASS) |
N/A |
| IPO Application (financing) |
HK$100 per application form |
N/A |
|
IPO Application (eIPO)
|
HK$50 per application form |
N/A |
|
Account confirmation
|
HK$100 per set |
N/A |
| Duplicate copy of statement |
Within 3 months : FREE |
N/A |
| Over 3 months : HK$100 per set |
N/A |
| Attend General Meeting Fee |
HKD$ 50 per each transaction |
N/A |
| Interest for Late payment |
Cash Account |
Prime rate + 5% |
N/A |
| Margin Account |
Prime rate + 2.5% |
N/A |
| Nominee Services & Corporate Actions |
CCASS Registration Charge
|
HK$2 / board lot (HK$1.5 is collected by CCASS) |
$10 |
|
Corporation Action Service Fee
- Privatization / General Offer
|
HK Stock Action Fee : HK$0.8 / board lot (collected by CCASS)
Handling Charges : HK$50 / transaction
A-Share Action Fee :
RMB¥0.8 / board lot
Handling Charges : RMB¥100 / transaction
|
N/A |
| Others |
Fund Transfer by CHATS |
HK$100 (plus Bank handling fee) |
N/A |
| Dishonored Cheque |
HK$200 per dishonored cheque |
N/A |
| Deposit Securities Charge |
FREE |
FREE |
| Letter for CIES |
HK$500 per letter |
$500 |
